| OnePlatform Asset Management Limited | RO | Advising on securities | 2026-05-21 | - |
| RO | Asset management | 2026-05-21 | - |
| RO | Dealing in securities | 2026-05-21 | - |
| Rep | Advising on securities | 2026-04-24 | 2026-05-21 |
| Rep | Asset management | 2026-04-24 | 2026-05-21 |
| Rep | Dealing in securities | 2026-04-24 | 2026-05-21 |
| Wells Global Asset Management Limited | RO | Advising on securities | 2022-09-21 | 2023-04-14 |
| RO | Asset management | 2022-09-21 | 2023-04-14 |
| RO | Dealing in securities | 2022-09-21 | 2023-04-14 |
| AEI Caelus Asset Management Limited | RO | Advising on securities | 2020-09-25 | 2021-05-31 |
| RO | Asset management | 2020-03-02 | 2021-05-31 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2019-06-20 | 2019-07-18 |
| Rep | Asset management | 2019-06-20 | 2019-07-18 |
| Rep | Dealing in securities | 2019-06-20 | 2019-07-18 |
| OnePlatform Asset Management Limited | RO | Asset management | 2017-09-07 | 2018-12-26 |
| Rep | Asset management | 2012-08-13 | 2017-09-07 |
| Rep | Advising on securities | 2012-01-09 | 2018-12-26 |
| Rep | Dealing in securities | 2012-01-09 | 2018-12-26 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-09-25 | 2010-04-10 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-09-25 | 2010-04-10 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-01-16 | 2007-08-10 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-01-16 | 2007-08-10 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-01-16 | 2010-04-10 |