Personnel SFC Licences and HKMA Registrations (ID 12049631)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUBE RESEARCH &AMP; TECHNOLOGIES HONG KONG LIMITED	Rep	Asset management	2018-01-02	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2017-09-12	2017-11-10
	Rep	Dealing in securities	2017-09-12	2017-11-10
	Rep	Asset management	2017-09-12	2017-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.