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Lau, Joanne Ka Yin 劉嘉燕 Hong Kong SFC License Details (ID 120506)
Lau, Joanne Ka Yin 劉嘉燕
SFC ID:
AOK851
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Superfund Financial (Hong Kong) Limited
Rep
Advising on securities
2007-03-02
2007-06-01
Rep
Dealing in securities
2007-03-02
2007-06-01