Personnel Hong Kong SFC License Details (ID 120514)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YF Life Investors Limited	Rep	Advising on securities	2007-05-23	2009-02-12
	Rep	Dealing in securities	2007-05-23	2009-02-12
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2007-01-17	2007-01-23
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2007-01-17	2007-01-23