Personnel SFC Licences and HKMA Registrations (ID 12051558)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Redient Capital HK Limited	Rep	Advising on securities	2025-02-26	-
	Rep	Asset management	2025-02-26	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2024-02-22	2024-12-01
	Rep	Dealing in securities	2024-02-22	2024-12-01
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on securities	2017-09-13	2019-08-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.