Personnel Hong Kong SFC License Details (ID 12053051)

Personnel Hong Kong SFC License Details (ID 12053051)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Asset Management (HK) Limited	Rep	Advising on securities	2020-11-18	2024-02-19
	Rep	Asset management	2020-11-18	2024-02-19
Vision Capital Investment Management Limited	Rep	Advising on securities	2019-11-20	2020-11-02
	Rep	Asset management	2019-11-20	2020-11-02
	Rep	Dealing in securities	2019-11-20	2020-11-02
Lianhe Ratings Global Limited	Rep	Providing credit rating services	2018-09-04	2019-09-27
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2017-09-18	2017-12-28