Personnel Hong Kong SFC License Details (ID 120546)

Personnel Hong Kong SFC License Details (ID 120546)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2023-03-24	2023-04-02
	Rep	Dealing in securities	2023-03-24	2023-04-02
	Rep	Advising on securities	2018-04-13	2018-04-23
	Rep	Dealing in securities	2018-04-13	2018-04-23
	Rep	Advising on securities	2017-07-13	2017-07-25
	Rep	Dealing in securities	2017-07-13	2017-07-25
	Rep	Advising on securities	2017-03-24	2017-04-04
	Rep	Dealing in securities	2017-03-24	2017-04-04
	Rep	Advising on securities	2017-01-05	2017-01-17
	Rep	Dealing in securities	2017-01-05	2017-01-17
	Rep	Advising on securities	2015-03-20	2015-03-28
	Rep	Dealing in securities	2015-03-20	2015-03-28
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-10-08	2012-11-08
	Rep	Dealing in securities	2012-10-08	2012-11-08
	Rep	Asset management	2007-11-19	2009-06-05
	Rep	Advising on securities	2007-10-09	2009-06-05
	Rep	Dealing in securities	2007-10-09	2009-06-05
Quellos (Asia) Limited	RO	Advising on securities	2007-05-11	2007-09-30
	RO	Dealing in securities	2007-05-11	2007-09-30