Personnel Hong Kong SFC License Details (ID 120559)

Personnel Hong Kong SFC License Details (ID 120559)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NINE RIVERS CAPITAL PARTNERS LIMITED	RO	Dealing in securities	2017-09-27	2018-01-31
	Rep	Dealing in securities	2017-08-03	2017-09-27
BLOOMYEARS LIMITED	RO	Dealing in securities	2017-01-10	2017-04-13
	Rep	Dealing in securities	2016-11-16	2017-01-10
Beevest Securities Limited	Rep	Advising on securities	2016-09-27	2016-10-07
	Rep	Dealing in securities	2016-09-27	2016-10-07
Yuet Sheung International Securities Limited	RO	Advising on securities	2015-12-18	2016-05-20
	RO	Dealing in securities	2015-12-18	2016-05-20
HK NOBLE SKY TREASURE SECURITIES LIMITED	RO	Dealing in securities	2013-02-28	2015-10-13
XinKong International Securities Limited	Rep	Dealing in securities	2008-11-07	2009-09-11
Mage Securities Limited	Rep	Dealing in securities	2007-03-06	2009-04-30