Personnel SFC Licences and HKMA Registrations (ID 120577)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Evercore Asia Limited	RO	Advising on securities	2018-08-17	-
	RO	Dealing in securities	2017-12-07	-
	RO	Advising on corporate finance	2011-09-02	-
Lexicon Partners (Asia) Limited	RO	Advising on corporate finance	2007-03-21	2012-03-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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