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Lam, Yiu Sum 林耀森 Hong Kong SFC License Details (ID 120609)
Lam, Yiu Sum 林耀森
SFC ID:
AOM664
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
TIANLI FINANCIAL LIMITED
Rep
Advising on securities
2018-05-23
2019-08-31
Rep
Asset management
2018-05-23
2019-08-31
Merrill Lynch (Asia Pacific) Limited
Rep
Dealing in securities
2007-01-30
2010-08-21