Personnel Hong Kong SFC License Details (ID 120641)

Personnel Hong Kong SFC License Details (ID 120641)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	RO	Dealing in securities	2007-10-29	2011-07-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Dealing in securities	2007-10-29	2011-07-01
GOLDMAN SACHS FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2007-10-29	2011-07-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2007-02-09	2007-10-29
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2007-02-09	2007-10-29
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-02-09	2007-10-29