Personnel Hong Kong SFC License Details (ID 120685)

Personnel Hong Kong SFC License Details (ID 120685)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Partners Asset Management (HK) Limited	Rep	Advising on securities	2018-03-13	-
	Rep	Asset management	2018-03-13	-
PARTNERS CAPITAL SECURITIES LIMITED	Rep	Dealing in securities	2018-03-13	-
Anbang Asset Management (Hong Kong) Co. Limited	Rep	Advising on securities	2014-09-30	2016-04-29
	Rep	Asset management	2014-09-30	2016-04-29
	Rep	Dealing in securities	2014-09-30	2016-04-29
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-02-08	2009-08-03
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-02-08	2009-08-03