| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2015-02-26 | - |
| Rep | Dealing in securities | 2015-02-26 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-26 | - |
| KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2013-02-05 | 2014-11-27 |
| CA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-11-14 | 2014-11-27 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2008-08-28 |
| Newedge Broker Limited | Rep | Dealing in futures contracts | 2007-07-19 | 2008-08-28 |
| Rep | Providing automated trading services | 2007-02-07 | 2008-08-28 |
| Rep | Dealing in securities | 2007-02-07 | 2008-08-28 |