Personnel Hong Kong SFC License Details (ID 12071022)

Personnel Hong Kong SFC License Details (ID 12071022)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ruibang Securities Limited	RO	Advising on securities	2024-11-05	2025-09-01
	RO	Dealing in securities	2024-11-05	2025-09-01
ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED	Rep	Advising on securities	2022-08-09	2024-09-03
	Rep	Dealing in securities	2022-08-09	2024-09-03
Fosun International Securities Limited	Rep	Advising on securities	2021-06-16	2022-07-29
	Rep	Dealing in securities	2021-06-16	2022-07-29
GRANSING SECURITIES CO., LIMITED	Rep	Advising on securities	2020-07-20	2021-03-26
	Rep	Dealing in securities	2020-07-20	2021-03-26
ARISTO SECURITIES LIMITED	Rep	Dealing in securities	2017-09-22	2020-06-12