Personnel Hong Kong SFC License Details (ID 12072413)

Personnel Hong Kong SFC License Details (ID 12072413)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Protoss Capital Limited	RO	Advising on securities	2021-06-25	-
	RO	Asset management	2021-06-25	-
	Rep	Advising on securities	2021-06-21	2021-06-25
	Rep	Asset management	2021-06-21	2021-06-25
Yifang Assets Management Limited	RO	Advising on securities	2020-08-26	2021-05-31
	RO	Asset management	2020-08-26	2021-05-31
Aspenwood Capital Limited	Rep	Advising on securities	2018-07-04	2020-07-31
	Rep	Asset management	2018-07-04	2020-07-31
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-09-25	2018-06-08
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-09-25	2018-06-08