Personnel Hong Kong SFC License Details (ID 12073060)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2021-12-28	-
ROTHSCHILD &AMP; CO WEALTH MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2017-09-26	2019-06-30
	Rep	Dealing in securities	2017-09-26	2019-06-30