Personnel Hong Kong SFC License Details (ID 12073064)

Personnel Hong Kong SFC License Details (ID 12073064)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2022-10-31	2022-12-07
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-10-31	2022-12-07
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2020-02-17	2020-07-06
	Rep	Dealing in securities	2020-02-17	2020-07-06
Haitong Futures Hong Kong Limited	Rep	Dealing in futures contracts	2018-11-02	2019-06-24
XIN HUA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-09-26	2018-10-19