Personnel SFC Licences and HKMA Registrations (ID 12073065)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
REALINK FINANCIAL TRADE LIMITED	Rep	Dealing in securities	2026-11-12	-
SORRENTO SECURITIES LIMITED	Rep	Dealing in securities	2020-11-30	2024-03-07
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2017-09-26	2020-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.