Personnel SFC Licences and HKMA Registrations (ID 120757)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2015-06-02	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-10-17	2015-03-02
	Rep	Dealing in securities	2011-10-17	2015-03-02
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-10-17	2015-03-02
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2007-02-16	2011-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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