| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-01-13 | 2016-10-13 |
| Rep | Advising on futures contracts | 2012-07-04 | - | |
| Rep | Dealing in futures contracts | 2012-07-04 | - | |
| Rep | Advising on futures contracts | 2009-07-02 | 2010-09-17 | |
| Rep | Advising on securities | 2009-07-02 | 2010-09-17 | |
| Rep | Dealing in futures contracts | 2009-07-02 | 2010-09-17 | |
| Rep | Dealing in securities | 2009-07-02 | 2010-09-17 | |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-02-26 | 2008-05-30 |
| Rep | Dealing in securities | 2007-02-26 | 2008-05-30 |
No HKMA registrations in the collected records.