Personnel Hong Kong SFC License Details (ID 120789)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2011-09-20	2020-08-03
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2008-04-18	2011-09-06
Morgan Stanley Asia Limited	Rep	Advising on securities	2007-02-26	2008-02-22
	Rep	Dealing in securities	2007-02-26	2008-02-22