Personnel Hong Kong SFC License Details (ID 120799)

Personnel Hong Kong SFC License Details (ID 120799)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2011-09-26	2011-10-26
	Rep	Dealing in securities	2011-09-26	2011-10-26
MF Global Hong Kong Limited	RO	Dealing in futures contracts	2008-12-19	2010-05-31
	Rep	Dealing in futures contracts	2008-10-07	2008-12-19
	Rep	Dealing in securities	2008-10-07	2010-05-31
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-03-17	2008-07-08
Newedge Broker Limited	Rep	Providing automated trading services	2007-02-26	2008-07-08
	Rep	Dealing in futures contracts	2007-02-26	2008-07-08
	Rep	Dealing in securities	2007-02-26	2008-07-08