Personnel SFC Licences and HKMA Registrations (ID 120831)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
P.B. Global Asset Management Limited	Rep	Asset management	2023-06-08	-
OnePlatform Asset Management Limited	Rep	Dealing in securities	2012-03-19	2022-10-26
	Rep	Advising on securities	2007-03-08	2010-05-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.