Personnel Hong Kong SFC License Details (ID 12085179)

Personnel Hong Kong SFC License Details (ID 12085179)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CEB International Capital Corporation Limited	Rep	Advising on corporate finance	2024-12-13	-
	Rep	Advising on securities	2024-12-13	-
	Rep	Dealing in securities	2024-12-13	-
	Rep	Advising on corporate finance	2019-09-17	2022-08-15
	Rep	Advising on securities	2019-09-17	2022-08-15
	Rep	Dealing in securities	2019-09-17	2022-08-15
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2017-09-28	2019-09-05
	Rep	Advising on securities	2017-09-28	2019-09-05
	Rep	Dealing in securities	2017-09-28	2019-09-05