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Mallik, Upasana Hong Kong SFC License Details (ID 12085907)
Mallik, Upasana
SFC ID:
BLC104
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Advising on securities
2023-08-21
-
Rep
Dealing in securities
2023-08-21
2024-02-21
MACQUARIE CAPITAL LIMITED
Rep
Advising on securities
2017-09-29
2018-07-30