Basu, Bhaskar Narayan

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2016-06-23	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2014-07-24	2014-07-25
	Rep	Dealing in securities	2014-07-24	2014-07-25
	Rep	Advising on securities	2012-11-26	2012-11-30
	Rep	Dealing in securities	2012-11-26	2012-11-30
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-03-12	2007-09-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2016-06-23	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2014-07-24	2014-07-25
	Rep	Dealing in securities	2014-07-24	2014-07-25
	Rep	Advising on securities	2012-11-26	2012-11-30
	Rep	Dealing in securities	2012-11-26	2012-11-30
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-03-12	2007-09-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.