Personnel SFC Licences and HKMA Registrations (ID 12086932)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2025-07-14	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2025-07-14	-
	Rep	Dealing in securities	2025-07-14	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2017-10-03	2025-04-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.