Personnel Hong Kong SFC License Details (ID 120872)

Personnel Hong Kong SFC License Details (ID 120872)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bosera Asset Management (International) Co., Limited	Rep	Advising on securities	2011-08-31	2014-07-18
	Rep	Asset management	2011-08-31	2014-07-18
FIL Investment Advisors	Rep	Advising on securities	2007-08-29	2010-05-11
	Rep	Asset management	2007-08-29	2010-05-11
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2007-08-29	2010-05-11
	Rep	Asset management	2007-08-29	2010-05-11
PRIME CAPITAL MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2007-03-08	2007-08-16
	Rep	Asset management	2007-03-08	2007-08-16