Personnel Hong Kong SFC License Details (ID 120883)

Personnel Hong Kong SFC License Details (ID 120883)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2008-06-16	2010-11-17
	Rep	Advising on securities	2008-06-16	2010-11-17
	Rep	Dealing in futures contracts	2008-06-10	2010-11-17
	Rep	Dealing in securities	2008-06-10	2010-11-17
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-03-09	2008-03-11
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-03-09	2008-03-11
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-03-09	2008-03-11