Personnel Hong Kong SFC License Details (ID 120901)

Personnel Hong Kong SFC License Details (ID 120901)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-02-12	-
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2019-12-06	-
	RO	Dealing in securities	2018-11-30	-
	Rep	Dealing in securities	2017-12-20	2018-11-30
	Rep	Advising on securities	2017-12-20	2019-12-06
CCB INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2014-09-01	2017-11-01
	RO	Dealing in securities	2014-09-01	2017-11-01
	Rep	Advising on securities	2011-10-04	2014-09-01
	Rep	Dealing in securities	2011-10-04	2014-09-01
WOCOM SECURITIES LIMITED	Rep	Dealing in securities	2007-05-07	2008-02-23