Personnel Hong Kong SFC License Details (ID 120949)

Personnel Hong Kong SFC License Details (ID 120949)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on securities	2018-07-16	2023-07-31
	RO	Dealing in securities	2018-07-16	2023-07-31
	Rep	Dealing in securities	2012-04-23	2018-07-16
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-08-20	2010-04-27
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-07-26	2010-04-27
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2007-03-15	2007-07-07
	Rep	Dealing in securities	2007-03-15	2007-07-07