Personnel SFC Licences and HKMA Registrations (ID 12096486)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-10-27	-
	Rep	Dealing in securities	2020-10-27	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2017-10-04	2020-08-27
	Rep	Dealing in securities	2017-10-04	2020-08-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.