Personnel SFC Licences and HKMA Registrations (ID 12096498)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Capital Limited	Rep	Advising on corporate finance	2021-08-19	-
	Rep	Dealing in securities	2021-08-19	-
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2020-03-27	2021-07-30
	Rep	Dealing in securities	2020-03-27	2021-07-30
Octal Capital Limited	Rep	Advising on corporate finance	2017-10-04	2019-10-31
	Rep	Dealing in securities	2017-10-04	2019-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.