Personnel SFC Licences and HKMA Registrations (ID 12096503)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Redient Capital HK Limited	Rep	Advising on securities	2026-09-09	-
	Rep	Asset management	2026-09-09	-
Vantage Capital Markets HK Limited	Rep	Dealing in securities	2017-10-04	2024-06-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.