Personnel Hong Kong SFC License Details (ID 120981)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEA Union Investment Management Limited	Rep	Advising on securities	2008-06-25	2011-01-10
	Rep	Dealing in securities	2008-05-29	2011-01-10
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2007-08-02	2008-03-17
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Asset management	2007-04-30	2007-06-10
	Rep	Providing automated trading services	2007-04-30	2007-06-10
	Rep	Dealing in securities	2007-04-30	2007-06-10