| KAM LUEN SECURITIES LIMITED | RO | Advising on securities | 2022-08-16 | - |
| RO | Asset management | 2022-08-16 | - |
| RO | Dealing in securities | 2022-08-16 | - |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2021-01-19 | 2021-01-25 |
| Rep | Dealing in futures contracts | 2020-09-11 | 2020-09-11 |
| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2020-05-13 | 2021-02-26 |
| RO | Asset management | 2020-05-13 | 2021-02-26 |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2019-11-28 | 2020-09-11 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2019-11-28 | 2021-01-25 |
| RO | Dealing in securities | 2019-11-28 | 2021-01-25 |
| Founder Securities (Hong Kong) Capital Company Limited | RO | Dealing in securities | 2018-06-01 | 2019-12-30 |
| RO | Advising on corporate finance | 2018-06-01 | 2021-01-25 |
| CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2009-06-08 | 2010-11-01 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2007-03-23 | 2008-06-28 |
| Rep | Asset management | 2007-03-23 | 2009-05-26 |