Personnel Hong Kong SFC License Details (ID 120990)

Personnel Hong Kong SFC License Details (ID 120990)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AllianceBernstein Hong Kong Limited	RO	Advising on futures contracts	2012-02-08	2023-03-17
	RO	Advising on securities	2012-02-08	2023-03-17
	RO	Dealing in futures contracts	2012-02-08	2023-03-17
	RO	Dealing in securities	2012-02-08	2023-03-17
	Rep	Advising on futures contracts	2011-10-31	2012-02-08
	Rep	Advising on securities	2011-10-31	2012-02-08
	Rep	Dealing in futures contracts	2011-10-31	2012-02-08
	Rep	Dealing in securities	2011-10-31	2012-02-08
	Rep	Dealing in securities	2008-10-06	2008-10-10
	Rep	Advising on securities	2007-03-28	2007-03-31