Chan, Stephen Ka Fai 陳家輝

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rifa Asset Management Limited	RO	Advising on futures contracts	2017-10-27	-
	RO	Advising on securities	2017-10-27	-
	RO	Asset management	2017-10-27	-
Rifa Futures Limited	RO	Dealing in futures contracts	2017-05-12	-
Rifa Securities Limited	RO	Dealing in securities	2017-02-13	-
Rifa Futures Limited	Rep	Dealing in futures contracts	2016-12-30	2017-05-12
Rifa Securities Limited	Rep	Dealing in securities	2016-12-30	2017-02-13
TFI Asset Management Limited	RO	Asset management	2014-06-27	2016-06-30
	Rep	Advising on futures contracts	2014-04-10	2016-06-30
Rifa Securities Limited	RO	Dealing in securities	2014-04-08	2016-06-30
TFI Asset Management Limited	RO	Advising on securities	2014-04-08	2016-06-30
Rifa Futures Limited	Rep	Dealing in futures contracts	2014-02-12	2016-06-30
Rifa Securities Limited	Rep	Dealing in securities	2014-02-12	2014-04-08
TFI Asset Management Limited	Rep	Advising on securities	2014-02-12	2014-04-08
XinKong International Asset Management Limited	RO	Asset management	2013-01-04	2014-01-27
XinKong International Securities Limited	RO	Advising on securities	2013-01-04	2014-01-27
	RO	Dealing in securities	2013-01-04	2014-01-27
Soochow Securities International Asset Management Limited	RO	Advising on securities	2012-01-12	2013-01-01
	RO	Asset management	2012-01-12	2013-01-01
Soochow Securities International Brokerage Limited	RO	Advising on securities	2012-01-12	2013-01-01
	RO	Dealing in securities	2012-01-12	2013-01-01
QI YUAN ASSET MANAGEMENT (H.K.) LIMITED	RO	Advising on securities	2010-06-28	2011-05-31
	RO	Asset management	2010-06-28	2011-05-31
MFG Limited (HK)	RO	Advising on securities	2008-07-15	2008-12-18
	RO	Dealing in securities	2008-07-15	2008-12-18
	RO	Asset management	2007-08-13	2008-12-18
	Rep	Asset management	2007-05-31	2007-08-13

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rifa Asset Management Limited	RO	Advising on futures contracts	2017-10-27	-
	RO	Advising on securities	2017-10-27	-
	RO	Asset management	2017-10-27	-
Rifa Futures Limited	RO	Dealing in futures contracts	2017-05-12	-
Rifa Securities Limited	RO	Dealing in securities	2017-02-13	-
Rifa Futures Limited	Rep	Dealing in futures contracts	2016-12-30	2017-05-12
Rifa Securities Limited	Rep	Dealing in securities	2016-12-30	2017-02-13
TFI Asset Management Limited	RO	Asset management	2014-06-27	2016-06-30
	Rep	Advising on futures contracts	2014-04-10	2016-06-30
Rifa Securities Limited	RO	Dealing in securities	2014-04-08	2016-06-30
TFI Asset Management Limited	RO	Advising on securities	2014-04-08	2016-06-30
Rifa Futures Limited	Rep	Dealing in futures contracts	2014-02-12	2016-06-30
Rifa Securities Limited	Rep	Dealing in securities	2014-02-12	2014-04-08
TFI Asset Management Limited	Rep	Advising on securities	2014-02-12	2014-04-08
XinKong International Asset Management Limited	RO	Asset management	2013-01-04	2014-01-27
XinKong International Securities Limited	RO	Advising on securities	2013-01-04	2014-01-27
	RO	Dealing in securities	2013-01-04	2014-01-27
Soochow Securities International Asset Management Limited	RO	Advising on securities	2012-01-12	2013-01-01
	RO	Asset management	2012-01-12	2013-01-01
Soochow Securities International Brokerage Limited	RO	Advising on securities	2012-01-12	2013-01-01
	RO	Dealing in securities	2012-01-12	2013-01-01
QI YUAN ASSET MANAGEMENT (H.K.) LIMITED	RO	Advising on securities	2010-06-28	2011-05-31
	RO	Asset management	2010-06-28	2011-05-31
MFG Limited (HK)	RO	Advising on securities	2008-07-15	2008-12-18
	RO	Dealing in securities	2008-07-15	2008-12-18
	RO	Asset management	2007-08-13	2008-12-18
	Rep	Asset management	2007-05-31	2007-08-13