Personnel Hong Kong SFC License Details (ID 121026)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM MPF &AMP; FINANCIAL SERVICES COMPANY LIMITED	Rep	Dealing in securities	2021-12-20	2022-06-13
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	Rep	Advising on securities	2007-03-29	2007-10-07
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED	Rep	Advising on securities	2007-03-29	2007-10-07