Personnel SFC Licences and HKMA Registrations (ID 12103643)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	RO	Dealing in futures contracts	2018-02-27	-
	Rep	Dealing in futures contracts	2017-12-11	2018-02-27
	Rep	Dealing in futures contracts	2017-10-06	2017-10-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.