Personnel SFC Licences and HKMA Registrations (ID 12103644)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2021-11-01	-
BOCI SECURITIES LIMITED	Rep	Advising on securities	2017-10-06	2021-08-03
	Rep	Dealing in securities	2017-10-06	2021-08-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.