Personnel SFC Licences and HKMA Registrations (ID 121056)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lapland Securities Limited	RO	Advising on securities	2020-11-12	-
	RO	Asset management	2020-11-12	-
	RO	Dealing in securities	2020-11-12	-
	Rep	Advising on securities	2020-11-10	2020-11-12
	Rep	Asset management	2020-11-10	2020-11-12
	Rep	Dealing in securities	2020-11-10	2020-11-12
Aurora Borealis Investment Services Limited	Rep	Asset management	2017-01-03	2020-11-02
	Rep	Dealing in securities	2016-08-04	2020-11-02
Mage Securities Limited	Rep	Dealing in securities	2010-08-23	2011-01-03
XinKong International Securities Limited	Rep	Dealing in securities	2008-10-22	2009-10-01
Mage Securities Limited	Rep	Dealing in securities	2007-11-05	2009-04-30
WINTECH SECURITIES LIMITED	Rep	Dealing in securities	2007-04-12	2007-11-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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