Shi, Lei (SFC:BLE460) 時磊

HKMA registration number:AI3950

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2022-06-06	-
DBS ASIA CAPITAL LIMITED	Rep	Advising on securities	2019-12-19	2022-04-08
	Rep	Dealing in securities	2019-12-19	2022-04-08
	Rep	Advising on corporate finance	2019-12-06	2022-04-08
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2017-10-10	2019-10-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AI3950

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
DEUTSCHE BANK AKTIENGESELLSCHAFT	Dealing in securities	Non-EO	INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS	2022-04-19	—	Current
DEUTSCHE BANK AKTIENGESELLSCHAFT	Advising on corporate finance	Non-EO	INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS	2022-04-19	—	Current
星展銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2020-03-03	2022-04-10	Former
星展銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2020-03-03	2022-04-10	Former
星展銀行 (香港) 有限公司	Advising on corporate finance	Non-EO	—	2020-03-03	2022-04-10	Former
DBS BANK LTD.	Dealing in securities	Non-EO	—	2020-02-14	2022-04-10	Former
DBS BANK LTD.	Advising on securities	Non-EO	—	2020-02-14	2022-04-10	Former
DBS BANK LTD.	Advising on corporate finance	Non-EO	—	2020-02-14	2022-04-10	Former