Personnel SFC Licences and HKMA Registrations (ID 12107958)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2021-09-20	-
	Rep	Dealing in securities	2021-09-20	-
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2017-10-11	2021-08-27
	Rep	Dealing in securities	2017-10-11	2021-08-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AI7646

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
BNP PARIBAS	Dealing in securities	Non-EO	CORPORATE AND INSTITUTIONAL BANKING	2021-09-09	—	Current
BNP PARIBAS	Advising on corporate finance	Non-EO	CORPORATE AND INSTITUTIONAL BANKING	2021-09-09	—	Current