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Smith, Claire Elizabeth (SFC:BLC074) Hong Kong SFC License Details (ID 12107977)
Smith, Claire Elizabeth (SFC:BLC074)
SFC ID:
BLC074
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
Rep
Dealing in securities
2018-03-12
2021-05-17
Rep
Dealing in securities
2017-10-11
2017-10-24