Personnel Hong Kong SFC License Details (ID 121083)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2009-05-26	2009-11-02
	Rep	Dealing in securities	2009-05-25	2009-11-02
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2008-12-11
	Rep	Dealing in securities	2008-10-10	2008-12-11
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2007-04-02	2008-09-29
	Rep	Dealing in securities	2007-04-02	2008-09-29