Personnel SFC Licences and HKMA Registrations (ID 121096)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMINENCE ASSET MANAGEMENT (ASIA) LIMITED	RO	Asset management	2019-12-30	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2010-04-08	2010-07-01
	Rep	Dealing in securities	2007-04-04	2010-07-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.