Personnel Hong Kong SFC License Details (ID 121105)

Personnel Hong Kong SFC License Details (ID 121105)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bowman and Fitzhugh Capital Limited	Rep	Dealing in securities	2025-06-11	2026-04-30
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2020-12-22	2021-12-30
	Rep	Dealing in futures contracts	2020-11-13	2021-12-30
	Rep	Dealing in securities	2020-11-13	2021-12-30
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2020-04-07	2020-10-31
	Rep	Dealing in securities	2020-04-07	2020-10-31
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2019-05-17	2020-03-31
	Rep	Dealing in securities	2019-05-17	2020-03-31
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	Dealing in futures contracts	2013-10-28	2014-09-30
	Rep	Dealing in securities	2013-10-28	2014-09-30
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-04-12	2010-04-01