Personnel SFC Licences and HKMA Registrations (ID 12110791)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2022-03-07	-
	Rep	Dealing in securities	2022-03-07	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2017-10-17	2021-11-30
	Rep	Advising on securities	2017-10-17	2021-11-30
	Rep	Dealing in securities	2017-10-17	2021-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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