Personnel SFC Licences and HKMA Registrations (ID 12110799)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	Rep	Advising on securities	2023-10-10	-
	Rep	Asset management	2023-10-10	-
	Rep	Dealing in securities	2023-10-10	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-06-04	2018-09-24
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-10-17	2018-09-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.